Although securities investing and trading are subject to careful scrutiny by stringent rules and laws for the protection of public investors, the violation of these rules is known as securities fraud. Therefore, an exercise where investors are manipulated and deceived, resulting in theft is known as securities fraud. The components of the law-breaking crime also known as investment fraud is capable of defrauding the accounting companies easily. For those who became victims of securities frauds, there are certain rights to be aware of. These rights can be the only hope for the victim to recover the losses from the brokerage firm or the stockbroker.